The Ultraviolet Catastrophe and the Creation of Quantum Mechanics

Subscribe
Apple | Spotify | Amazon | iHeart Radio | Castbox | Podcast Republic | RSS | Patreon


Podcast Transcript

During the late 19th and early 20th centuries, there was a problem that stumped even the best minds in physics.

Eventually, one man, Max Planck, solved the problem, but his solution was one that was out of left field. While the math worked, he didn’t actually believe that the mathematics explained reality.

It turned out his discovery was more true than he realized and it ushed in a revolution in the world of physics that completely changed our view of nature and reality. 

Learn more about the ultraviolet catastrophe and the birth of quantum mechanics on this episode of Everything Everywhere Daily.


This episode is one that I’ve been putting off doing for a very long time. 

That is because quantum mechanics is extremely complicated and counterintuitive, and as such, is very difficult to explain. 

However, I always take solace in the words of the Nobel Prize-winning Physicist Richard Feynman, who said, “I think I can safely say that nobody understands quantum mechanics.”

The one element of quantum mechanics that probably can be easily understood is the story of how exactly it was developed and what problem it was initially trying to solve. 

It all started with a problem that plagued physics in the late 19th century, known as the ultraviolet catastrophe.

To understand what the ultraviolet catastrophe is, we need to understand something called blackbody radiation.

Blackbody radiation refers to the electromagnetic radiation emitted by an idealized object, called a blackbody, which perfectly absorbs and emits all frequencies of radiation. 

A blackbody is a theoretical construct that reflects no light, meaning all radiation that lands on it upon it is absorbed. When heated, a blackbody emits electromagnetic radiation in a spectrum that depends solely on its temperature, not its material composition.

To measure blackbody radiation, experimental setups involved creating an approximate blackbody—a cavity with a small hole in its surface. This design ensured that any radiation entering the cavity would be absorbed and not reflected out, making the hole behave as a nearly perfect blackbody emitter. When the cavity was heated, the radiation escaping through the hole closely approximated true blackbody radiation.

The cavity was often constructed from materials with high thermal conductivity, such as metals, to ensure uniform temperature distribution. Inside the cavity, the walls were coated with materials that absorbed nearly all incident radiation, such as soot, graphite, or other blackened substances.

In the late 19th century, physicists sought to describe the spectrum of blackbody radiation using classical physics. The most prominent classical prediction came from the Rayleigh-Jeans law, which described how radiation intensity varied with wavelength. 

According to the Rayleigh-Jeans law, the intensity of radiation would increase indefinitely as the wavelength decreased, leading to an infinite amount of energy being emitted at short wavelengths or the ultraviolet region of the spectrum. This result of infinite energy was physically impossible and thus became known as the “ultraviolet catastrophe.”

The problem was that experimental results didn’t match the theory beyond a certain point. At lower wavelengths, such as infrared radiation, the theory worked fine. 

Experimentally, it was observed that blackbody radiation did not behave as the Rayleigh-Jeans Law predicted. Instead, the intensity increased with decreasing wavelength only up to a certain point, after which it began to decline at shorter wavelengths. This discrepancy highlighted a major failure of classical physics to describe phenomena at high frequencies.

The fact that the Rayleigh-Jeans Law worked for some of the spectrum but not all of the spectrum frustrated physicists. 

There was another law called Wien’s Law, or the Viennese Law of Radiation, which was the opposite of the Rayleigh-Jeans Law. This law worked well at shorter wavelengths and high frequencies but failed to describe the spectrum at longer wavelengths and low frequencies accurately.

When there is a problem between theory and reality, the theory has to change. 

The ultraviolet catastrophe was one of the single biggest problems in the world of physics. Nothing in conventional physics could explain why the blackbodies behaved as they did. 

The solution to this dilemma came in 1900 from a 42-year-old professor of physics at the University of Berlin, Max Planck. Planck approached the problem with a bold assumption: rather than energy being continuous, as classical physics assumed, it might be discrete or quantized. 

He proposed that energy could only be emitted or absorbed in discrete packets, or “quanta,” with the energy of each quantum proportional to its frequency.

This became known as Planck’s Postulate.

Here, I want to explain the difference between continuous and discrete. I’ve touched on this in previous episodes, but the ideas are very easy to understand. 

The difference between continuous and discrete lies in the way values or elements are represented. Continuous refers to something that is unbroken or uninterrupted. If you draw a line on a piece of paper without lifting your pen, that would be continuous.

In contrast, discrete refers to distinct or separate elements with values that are countable and not infinitely divisible. If you drew a series of dots on a piece of paper with very small spaces in between, that would be discrete and not continuous, even if it looked like a solid line from a distance.

The analogy is often used to explain the difference between continuous and discreet is that something continuous is like a slide, whereas something discrete is like steps. 

When you go down a slide, every point is lower than the one before it. With steps, however, you are on one step or another, and there is nothing in between.

Classical physics, at this point, assumed that energy was continuous. You could keep dividing it up infinitely. 


For Plank’s solution to work, however, you had to assume that energy came in individual packets or quanta, which came in discrete energy levels. 

This was a radical change in the world of physics, which had contended that light, aka electromagnetic radiation, came in the form of continuous waves.

Or, it would have been except for the fact that Planck didn’t actually think it was true. 

Planck thought that his solution to the problem was nothing more than a mathematical workaround. He didn’t actually think that energy came in quantized packets, it was just a trick to make the math work. 

Planck was deeply rooted in classical physics and found the idea of quantization philosophically troubling. In fact, he viewed his hypothesis as a provisional, somewhat artificial assumption rather than a reflection of the true nature of reality.

So, having created a theory that fit the data, he then set about trying to resolve his theory to classical physics for the next several years. At a fundamental level, he simply couldn’t believe that the world worked in the way his theory described. 

He explained in his own autobiography, 

“My futile attempts to fit the… quantum… somehow into the classical theory continued for a number of years, and they cost me a great deal of effort. Many of my colleagues saw in this something bordering on a tragedy. But I feel differently about it… I now knew that the… quantum… played a far more significant part in physics than I had originally been inclined to suspect, and this recognition made me see clearly the need for the introduction of totally new methods of analysis and reasoning in the treatment of atomic problems.”

It wasn’t until other physicists, particularly Albert Einstein, expanded on Planck’s ideas that the full implications of quantization began to emerge. Einstein’s 1905 work on the photoelectric effect demonstrated that light itself behaves as if it is composed of discrete packets of energy. 

The discovery of the photoelectric effect was the discovery that won Einstein a Nobel Prize, not his work on relativity. 

What is the photoelectric effect?

The photoelectric effect is a phenomenon in which light shining on a material, typically a metal, causes the ejection of electrons from that material’s surface. This effect was first observed in the late 19th century but could not be explained using classical physics. 

The photoelectric effect was another great unsolved problem of physics at the turn of the century.

Classical wave theory, which again treated light as a continuous wave, predicted that the energy of ejected electrons should increase with the intensity of the light, regardless of its frequency.

However, experimental observations showed the energy of the ejected electrons depended on the light’s frequency, not its intensity.

In 1905, Albert Einstein provided a groundbreaking explanation that introduced the concept of light behaving as discrete packets of energy….the same solution that Planck used to solve the ultraviolet catastrophe problem. In fact, Einstein’s solution used the Planck constant, the same constant that was used by Plack himself in his equation. 

This was a bold departure from classical wave theory and suggested that light’s quantization was not just a mathematical convenience but a fundamental aspect of nature. 

Planck initially resisted Einstein’s interpretation as he struggled to reconcile it with his classical worldview. Over time, however, as quantum theory developed and more experimental evidence accumulated, Planck came to accept that quantization was a fundamental principle. Even so, his initial reluctance underscores how revolutionary and counterintuitive the concept of quantization was at the time.

This wasn’t the end of the use of quanta to solve physics problems. It was just the beginning. 

In 1913, the Danish physicist Niels Bohr developed a model of the hydrogen atom that incorporated quantum ideas. He proposed that electrons orbit the nucleus in specific quantized orbits and could jump between these orbits by absorbing or emitting photons of specific energies.

In 1924, the French physicist Louis de Broglie proposed that particles, such as electrons, exhibit wave-like properties. This idea was later confirmed by electron diffraction experiments, establishing wave-particle duality. 

The idea that particles like electrons could behave as waves or that light could behave like a particle once again made no intuitive sense, yet that is exactly what the theories and the experimentation bore out. 

In 1926, Max Born provided the statistical interpretation of the wave function, suggesting that finding a particle in a particular state was based on probability. It couldn’t be absolutely determined.

Planck wasn’t the only physicist who doubted the very science he helped create. 

When Born’s paper came out indicating particles could only be determined probabilistically, Einstein wrote him a letter that said,  “[t]he theory produces a good deal but hardly brings us closer to the secret of the Old One. I am at all events convinced that He does not play dice.”

This has often been rephrased as “God does not play dice.”

While Einstein could accept quantized particles, his view of the world was deterministic. Cause followed effect. If you could go back and replay the universe, it would have to turn out the same way. 

Born’s theory upended Einstein’s worldview, and he couldn’t believe it.

This wasn’t even close to the end of it. 

The discoveries just kept getting weirder and weirder, and at every step along the way, some physicists expressed disbelief at the findings. 

In 1927, Werner Heisenberg introduced the uncertainty principle, which states that it is impossible to simultaneously know a particle’s position and momentum with arbitrary precision.

The principle of superposition is a fundamental principle in quantum mechanics where a quantum system can exist in multiple states simultaneously until it is measured or observed. 

In 1935, physicist Erwin Schrödinger created a thought experiment to explain superposition whereby a cat would be both alive and dead inside of a box until it was observed.

Once again, many physicists couldn’t accept his theory because it made no intuitive sense.

Quantum entanglement is a phenomenon in which two or more particles become interconnected such that the state of one particle is instantaneously correlated with the state of the other, regardless of the distance between them. 

Once again, Einstein wasn’t comfortable with the implications of this, even though he was one of the men who helped develop the theory. He called it “spooky action at a distance.”

All of these theories, which were later proven experimentally, make up the branch of science we know as quantum mechanics. 

Some of the greatest physicists of the 20th century expressed disbelief at the very discoveries that they made. 

It’s because the world we live in is very different than the world at the quantum level, even though the quantum world ultimately makes up our world. It is like watching a big screen TV and seeing pictures and images, but when you put your face up close to the screen, you see nothing but tiny dots.

To me, the ultimate lesson that can be derived from the works of Max Planck, Albert Einstein, and others is that more than trusting your instinct, you should always trust the math.